Removing Customer Complaints from Broker Check

Posted On: December 5, 2011 by Ralph Behr, Esq

Financial Advisors can have customer complaints removed from Broker Check. My office provides this service to Financial Advisors. The number of complaints removed dropped after 2004, (when the rules changed), but a Rule 2080 removal does get results: the process works and Broker Check removes the complaint. If you are a Financial Advisor and you want more information, or help, for a Rule 2080 Expungement action contact attorney Ralph Behr at 1-800-761-3446 or email me at ralph@ralphbehr.com or refer to my office website for more information. A 2080 Rule action is: OBTAINING AN ORDER OF EXPUNGEMENT OF CUSTOMER DISPUTE INFORMATION FROM THE CENTRAL REGISTRATION DEPOSITORY [CRD] SYSTEM.